Penalty Case Compliance Tool Calling and Plugins

Data for this category primarily comes from public penalty decisions issued by regulatory authorities, compliance notices from industry

What this category of data looks like

Data for this category primarily comes from public penalty decisions issued by regulatory authorities, compliance notices from industry self-regulatory organizations, and internal compliance archive documents. Update rhythm aligns with regulatory release schedules, with new cases added to the repository on the day of regulatory public announcement. Each penalty case document follows a fixed structure, including fields such as full name of the penalty subject, description of illegal facts, penalty basis clauses, penalty results (including amount, rectification requirements), full name of the penalty-issuing authority, and penalty date. The unit of penalty amount is Renminbi yuan, and dates use the YYYY-MM-DD standard format.

What constraints these characteristics impose on the "tool calling and plugins" workflow

Data sources for this category include public regulatory channels and internal compliance archives. Tool calling must connect to both public regulatory APIs and internal knowledge bases. Cross-source data format conversion logic must be configured to unify data structures. Update rhythm has no fixed cycle, so tools need built-in scheduled sync trigger configurations to ensure latest penalty cases can be retrieved in a timely manner. Each document has fixed fields but varies significantly in length; the longest illegal fact description can reach 10,000 characters, so the context length limit of tool calling must adapt to such long text inputs. Penalty amount is a standardized numeric field, so tool calling must include format verification logic to filter non-numeric return results.

How to set the configurations

Configuration ItemRecommended ValueRationale
tool_call_max_tokens8000–12000Adapts to the longest 10,000-character illegal fact content in penalty cases, avoids truncating critical information
tool_sync_schedule2:00 AM dailyCovers new penalty cases released by regulatory authorities on working days, ensures data timeliness
api_request_timeout30 secondsMatches typical response latency of public regulatory APIs, balances call success rate and waiting cost
field_validation_rulesMandatory verification that penalty amount is a positive integer, date format is YYYY-MM-DDEnsures penalty case fields returned by tools meet standardized compliance requirements
plugin_data_source_filterOnly include sources from regulatory authorities, self-regulatory organizations, and internal compliance repositoriesFilters non-compliant data sources, guarantees authority of called content
max_retries2 timesAddresses occasional network timeouts of public APIs, reduces call failure rate

The parameter values provided on this page are common recommendations for starting point configuration. Actual values are affected by material form, data volume, and business rules. Specific issues require specific analysis, and it is recommended to test on your own samples before finalizing settings.

Three common configuration mistakes

  • The symptom is that the output of the tool calling module is directly displayed in the final reply and cannot be hidden. The cause is that the tool_call_hide_output parameter is not configured, or the parameter value is set to false.
  • The symptom is that user input keywords are incorrectly converted, such as the term "share" being incorrectly converted to garbled text. The cause is that UTF-8 character encoding configuration is not specified, leading to encoding errors for Chinese characters during transmission.
  • The symptom is that the HTTP request component cannot receive numeric parameters passed by the plugin, returning a Request failed with error. The cause is that the parameter type is not declared as numeric in the plugin configuration, resulting in parameters being passed as strings and failing interface verification.

How to confirm the configuration is complete

  • Trigger a tool call, check the field format of the returned results to confirm they meet the preset verification rules.
  • View the execution records of the scheduled sync task to confirm that the latest public penalty cases have been synchronized and updated.
  • Simulate entering a query containing Chinese characters to test whether the parameters passed for tool calling are consistent with the original input.
  • Check the plugin's data source configuration to confirm that only penalty cases from compliant sources are included in the calling scope.

Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-14.