What the data for this category looks like
Sources are internal operational procedure documents published by compliance departments of financial, insurance, and wealth management institutions, updated irregularly alongside regulatory policy adjustments and internal process optimizations. Most documents are chapter-based structured files, containing fields such as clause numbers, applicable scenarios, operation steps, responsible positions, compliance verification requirements, and more. Some include flowcharts and approval node tables, and often use units such as working days and quantities to mark operation time limits and execution requirements.
What constraints do these characteristics impose on the "document parsing and chunking" link?
Chapter-based structured documents require retaining clause hierarchy associations during parsing, to avoid splitting complete operation processes across clauses. Embedded approval node tables and compliance verification tables require complete extraction of cell content, to avoid losing key fields such as responsible positions and compliance requirements. Attached flowcharts require accurate translation of node logic and connection relationships, to avoid breaking the complete link of operation steps. Documents are updated irregularly in line with regulatory requirements, requiring adaptation to dynamically adjusted format structures to avoid parsing interruptions caused by format changes.
How to set configurations
| Configuration Item | Recommended Value | Rationale |
|---|---|---|
PARSE_FILE_TIMEOUT_SECONDS | 600 seconds | Operational procedure documents usually contain multi-chapter content with embedded tables and flowcharts, with higher parsing time than ordinary text files |
SPLIT_CHUNK_SIZE | 800–1200 characters | Must retain the integrity of single clauses or continuous operation steps, to avoid splitting cross-chapter compliance verification logic |
PARSE_TABLE_ENABLE | Enabled | Embedded responsible position and compliance verification tables in operational procedures are core compliance information, requiring complete extraction of cell content |
PARSE_FIGURE_ENABLE | Enabled | Embedded flowcharts carry complete operation link logic, requiring translation into retrievable text content |
UPLOAD_FILE_MAX_SIZE | 1000 MB | Large operational procedure documents may contain multi-chapter attachments, requiring support for large-file batch uploads |
RECALL_CHUNK_COUNT | Top 3–5 entries | Compliance verification requires associating multi-step operation content, insufficient recall will lose necessary context |
The parameter values provided on this page are conventional recommendations used as a starting point for configuration. Actual values are affected by material form, data volume, and business rules. Specific issues require specific analysis, and it is recommended to conduct tests on relevant samples before finalizing settings.
Three common misconfigurations
- The phenomenon is that after uploading an operational procedure document, the request fails with a
500 Internal Server Errordisplayed after more than 2 minutes of parsing. The cause is that thePARSE_FILE_TIMEOUT_SECONDSparameter was not adjusted, and the default timeout duration is insufficient to complete parsing of long documents with embedded tables and flowcharts. - The phenomenon is that after uploading an operational procedure containing a responsible position table, the compliance verification field content of the table in the knowledge base is empty. The cause is that the
PARSE_TABLE_ENABLEconfiguration was not enabled, causing the table parsing module to remain inactive and unable to fully extract key information in cells. - The phenomenon is that during compliance Q&A, the recalled chunk content only includes the first half of the operation steps, and cannot associate subsequent compliance verification requirements. The cause is that the
SPLIT_CHUNK_OVERLAPparameter was not set, and there is no overlapping content between chunks, causing continuous operation steps to lose context association after being split.
How to verify correct configuration
- Upload a typical operational procedure document containing embedded tables and flowcharts, and check whether the parsing log generates complete parsing entries for tables and flowcharts.
- Select a continuous segment of operation clause content, and verify that the chunking result does not split the clause into multiple independent fragments.
- Upload test documents of different lengths, and confirm that the parsing completion time does not exceed the preset timeout threshold.
- Initiate compliance-related searches, and confirm that the recall results include complete content of core fields such as responsible positions and compliance verification requirements.
Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-14.