What This Type of Data Looks Like
Regulatory measure data is sourced from public official channels of national financial regulatory authorities and industry self-regulatory organizations. Updates follow no fixed schedule, and are synchronized with the release of new regulations or revisions to existing rules. Most documents are structured long texts, divided into clauses by chapter, and include fields such as document number, issuing authority, effective date, specific regulatory requirements, penalties, and more. Clauses are numbered units. Some files include attached form documents, with most fields being plain text or formatted standard expressions.
Constraints Imposed on Workflow Orchestration
The official traceability requirement for regulatory measures means the workflow must retain the original text reference chain to prevent content tampering. The lack of a fixed update cycle requires the workflow to include automatic pull and version verification steps to ensure the latest effective version is used. The long, structured chapter format requires the workflow to support splitting and retrieval by clause and chapter, while retaining contextual association to avoid taking content out of context. The document structure with attached files requires the workflow to support multi-format attachment parsing, enabling linked matching between regulatory clauses and attachment content.
Configuration Settings
| Configuration Item | Recommended Value Range | Rationale |
|---|---|---|
Knowledge Base Similarity Threshold | 0.85–0.92 | Regulatory measure texts are rigorous and standardized. A high threshold helps avoid retrieving irrelevant regulatory clauses |
Segmented Retrieval Length | 800–1200 characters | Most single clauses in regulatory measures fall within this range, preserving full contextual integrity of the clause |
Workflow Node Timeout | 600 seconds | Long document parsing and multi-clause associated retrieval take longer; this setting prevents premature interruption |
Knowledge Base Version Verification Toggle | Enabled | Regulatory measures are updated without a fixed schedule. Regular verification is required to ensure the latest effective version is used |
Attachment Parsing Trigger Rule | Triggered synchronously with main document parsing | Most regulatory measures include compliant attachments. Synchronous parsing enables linked matching between clauses and attachments |
The parameter values provided on this page are common recommended starting points for configuration. Actual values are affected by material format, data volume, and business rules. Specific issues require case-by-case analysis. It is recommended to test on your own samples before finalizing settings.
Three Common Configuration Errors
- Symptom: The workflow outputs empty regulatory clause extraction results. Checking the knowledge base node logs shows 0 retrieved entries. Cause: The configured
Knowledge Base Similarity Thresholdis set too high, causing eligible regulatory clauses to not be retrieved. - Symptom: The workflow fails to run, and the interface displays the
4.8.10 Workflow Node Configuration Abnormalprompt. Cause: The compatibility toggle for legacy version nodes was not enabled inWorkflow Settings, causing conflicts between new version parameters and legacy configurations. - Symptom: The text extraction component cannot extract output content from the knowledge base reference node, and the optional parameters do not include the knowledge base reference option. Cause: The trigger source of the text extraction component was not set to the knowledge base retrieval node, and only a plain text input node was bound.
How to Verify Correct Configuration
- Manually upload the latest version of the regulatory measure document to the knowledge base, run the workflow, and verify that the retrieved clauses match the original document chapters.
- Check the workflow logs to confirm that the
Knowledge Base Version Verificationnode triggers automatically daily and no version expiration alerts are present. - Upload a regulatory measure document with attachments, verify that the workflow parses attachments synchronously and associates them with clause content.
- Adjust the
Knowledge Base Similarity Thresholdto the boundary values of the range, confirming that the number of retrieval results changes as expected.
Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-14.