Data for This Category
Data sources for securities marketing content include internally compliance-filed research and investment opinion texts, standardized marketing script templates, historical customer consultation dialogue logs, and real-time market fluctuation announcements. Update schedules follow these rules: compliance script templates are updated quarterly per regulatory requirements, research reports are updated when individual stock reports are released, customer dialogue logs are stored in real time, and market announcements are pushed in real time. Each marketing content document includes a compliance flag field, applicable customer group tags, applicable scenario classification, content body, and associated ticker code field. Field specifications: ticker codes are 6-digit numeric strings, content body length is typically hundreds of characters, and the compliance flag is a boolean field.
Constraints for Multi-turn Dialogue and Prompt Engineering
The following constraints apply based on the data characteristics:
- The compliance flag field requires multi-turn dialogue to verify that output content matches the corresponding compliance tags, to avoid non-compliant statements.
- The real-time nature of market data requires adding logic to trigger real-time data calls in prompts, ensuring marketing content aligns with current market dynamics.
- Multi-turn context from historical dialogue logs must be limited in length, to prevent exceeding the model's context window and losing critical information.
- Applicable customer group tags require adding customer group matching filtering conditions in prompts, ensuring output scripts align with the target customer group's risk tolerance and consultation needs.
- Associated ticker code fields require strictly limiting the range of mentioned tickers in dialogue, to avoid exceeding the compliant promotion scope.
Configuration Settings
| Configuration Item | Recommended Value | Rationale |
|---|---|---|
maxContextTurns | 3–5 turns | Securities marketing dialogue typically centers on three core dimensions: tickers, market trends, and compliance. Excessive turns will exceed the model's context carrying capacity, and this range aligns with the typical depth of customer consultations. |
similarityThreshold | 0.75–0.85 | Filters compliant script templates and historical valid dialogues. A threshold that is too low will introduce irrelevant content, while a threshold that is too high will fail to match applicable scenarios. |
recallTopK | Top 4 entries | Retrieves script templates and historical dialogues. Too many retrieved entries will cause content redundancy, while too few will fail to cover common customer consultation scenarios. |
contextWindowSize | 8000–12000 characters | Securities marketing content includes ticker codes, market data, and compliance statements. A larger context window retains critical information and prevents key content from being truncated. |
pluginCallTimeout | 15 seconds | Real-time market data calls require fast response. An overly long timeout will disrupt dialogue fluency, and this value aligns with user wait expectations in securities scenarios. |
enableComplianceCheck | Enabled | Securities marketing content must strictly comply with regulatory requirements. Enabling this option automatically verifies whether output content matches compliance tags, mitigating compliance risks. |
The parameter values provided on this page are common starting points for configuration. Actual values are affected by material form, data volume, and business rules. Specific issues require case-by-case analysis. It is recommended to test on your own samples before finalizing settings.
Three Common Misconfigurations
- Symptom: Associated market data images fail to load when viewing dialogue history without a logged-in state. Cause: Dialogue history in securities scenarios includes real-time market image resources. Cross-domain access permissions are not configured, or resource expiration times are too short, preventing normal retrieval of resources.
- Symptom: When calling a configured securities marketing application in a workflow, the application fails to generate dialogue logs. Cause: The log recording switch is not enabled when calling the plugin, or the workflow does not pass dialogue context parameters, preventing the application from associating the dialogue chain.
- Symptom: After setting a dialogue opening shortcut button, the preset compliant script template fails to load when triggered. Cause: The prompt bound to the shortcut button is not associated with the compliant script library, or the recall configuration of the script library is not active, preventing matching of corresponding content.
How to Verify Correct Configuration
- Initiate a multi-turn dialogue that includes ticker codes and market queries. Check whether the output content automatically matches compliance tags, to confirm that the compliance check configuration is active.
- View the dialogue history page. Confirm that all associated market image resources load normally, and check that cross-domain and resource configurations meet scenario requirements.
- Call the securities marketing application in a workflow. Check whether the application log fully records dialogue context and interaction content, to confirm that the log switch and parameter passing configurations are correct.
- Trigger the dialogue opening shortcut button. Check whether the popped content is the preset compliant marketing script, to confirm that the prompt bound to the button is correctly associated with the script library.
Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-14.