Tool Calling and Plugins for Securities Marketing Content

What the data for this category looks like

Securities marketing content data mainly comes from self-operated securities research reports, compliance-approved customer communication script templates, real-time market fluctuation materials, and customer tiered tag libraries. Data update rhythms fall into three categories:

Real-time market materials update in real time during trading hours on trading days
Research reports update after market close each trading day
Script templates and customer tiered tags update quarterly or as required by regulators

Document structure includes fields such as unique material identifier, material type (image/text, short video, script), applicable customer group tags, compliance check code, associated underlying code, and publication validity period. underlying code uses a 6-digit numeric format. compliance check status is a boolean value. publication validity period uses ISO date format.

Constraints on tool calling and plugins

Real-time requirements for market materials mean tool calling must complete responses quickly. Delays will cause marketing content to lose timeliness. The compliance check code requirement mandates that plugins integrate regulatory compliance check interfaces. These interfaces automatically check for prohibited expressions before marketing content is generated. Precise matching of customer tiered tags requires passing customer group ID parameters during tool calling. This ensures generated content fits the target customer group. The long length of securities research reports requires the tool calling context window to support long text processing. This avoids content truncation and information loss. The associated underlying code field requires plugins to automatically extract and associate the code with marketing content during calls. This ensures content accurately points to the corresponding securities underlying.

Configuration Settings

Configuration Item	Recommended Value	Rationale
`tool_call_timeout`	`300 seconds`	Meets response requirements for securities real-time market tools, prevents marketing content generation from being interrupted due to timeout
`compliance_check_enabled`	`Enabled`	Securities marketing content must comply with regulatory requirements, so compliance check plugins must be integrated
`context_window_max_tokens`	`8192–16384`	Meets processing needs for long text content such as securities research reports, avoids truncation of critical information
`plugin_rate_limit`	`100 requests per minute`	Matches call limits of securities market interfaces, prevents triggering third-party interface rate limiting
`knowledge_recall_top_k`	`Top 3 entries`	Precise matching of underlying assets and customer groups for securities marketing content, avoids excessive redundant information interfering with generation
`field_extraction_schema`	`Configured as securities-specific field mapping`	Ensures knowledge base recalled content can correctly extract dedicated fields such as `underlying code` and `compliance check status`

The parameter values provided on this page are common starting points for configuration. Actual values are affected by material format, data volume and business rules. Specific issues require case-by-case analysis. Testing on own samples is recommended before finalizing settings.

Three Common Mistakes

Phenomenon: Tool calling returns 504 Gateway Timeout error, and content return takes more than 600 seconds. Cause: The tool_call_timeout configuration was not adjusted for securities real-time market tools. The default timeout period was used, causing requests to be interrupted.
Phenomenon: Securities research report fields recalled from the knowledge base are empty. underlying code information cannot be extracted. Cause: The securities-specific field mapping rules for field_extraction_schema were not configured. Critical identifiers are lost during parsing.
Phenomenon: An 404 Not Found error is prompted when calling the MCP server. Cause: The correct MCP server deployment address was not configured, or the compliance check plugin was not added to the plugin enable list.

How to Confirm Configuration is Correct

Run a single marketing content generation test for a single securities underlying. Check whether tool call return results include the compliance check status and underlying code fields.
View plugin call logs. Confirm that the number of calls under plugin_rate_limit does not trigger rate limit alerts. This verifies that the rate limit configuration is effective.
Manually modify tool_call_timeout to 10 seconds. Initiate a real-time market call test. Confirm that a 504 Gateway Timeout error is returned. This verifies that the timeout configuration is effective.
Check the knowledge base parsing task. Confirm that the publication validity period field in securities documents has been successfully extracted. This verifies that the field extraction rule configuration is correct.

Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-14.