Declaration Materials and File Review for Internal Control Evaluation, Audit and Rectification: Vector Models and Indexes

Declaration Materials and File Review for Internal Control Evaluation, Audit and Rectification: Vector Models and Indexes

What data looks like for this category

This category’s data primarily comes from business systems of central enterprise internal control departments, audit departments, finance departments, subordinate enterprises, and external audit institutions. It covers documents including internal control self-assessment reports, audit notices, audit working papers, issue lists, rectification ledgers, rectification closing certificates, and more. Data sources cover enterprise internal control systems, ERP, financial sharing systems, audit management systems, and procurement contract project systems. The overall update frequency is annual. Most documents follow audit workflows: pre-event notification, in-process working papers, and post-event rectification closed-loop. Most fields include core business attributes such as issue description, rectification measures, and supporting material identifiers.

Constraints imposed on vector models and indexing by these characteristics

The annual update frequency means vector indexes do not need high-frequency incremental synchronization. Full batch update mode is suitable. Documents from multiple systems have format and field differences. Unified preprocessing logic is required to align core business fields. Documents such as rectification ledgers and rectification closing certificates mix structured and unstructured content. Indexes must support vector extraction for mixed fields. Core information of audit working papers and issue lists is concentrated in issue description and rectification requirement paragraphs. When chunking, prioritize retaining key context. Set maxToken to adapt to external API call length limits. This ensures complete vector generation for entire indexed content.

Reference only; verify against the target FastGPT release and deployment documentation.

How to set configurations

Configuration ItemRecommended SettingRationale
Chunk Length800–1200 charactersAdapts to the paragraph length of audit working papers and rectification ledgers. Retains complete context of issue descriptions and rectification requirements
Overlap Length100–150 charactersPrevents key business information across chunks from being truncated. Ensures index context consistency
Similarity ThresholdCalibrated based on actual testingAdapts to the matching accuracy of audit issue keywords. Adjust based on actual business samples
Single Recall LimitTop 10 entriesCovers associated samples of common audit issues. Avoids overly narrow recall ranges or excessive redundancy
maxToken4096 tokenAdapts to external API call length limits. Ensures complete vector generation for entire indexed content
defaultTokenMapped based on business fieldsUnifies field alignment for documents from different systems. Ensures consistent vector extraction for unstructured content

Three common configuration errors

  1. A collection is shown as created successfully, but the index status remains in initialization or fails to complete. This occurs when high-frequency incremental indexing logic is used without adapting to the category’s annual update frequency. Invalid system resource occupation follows, blocking index construction processes.
  2. Vector index results work normally when run locally, but all vector scores are identical after packaging as a Docker image and running. This happens when multi-system document field mapping logic is not unified. The defaultToken configuration does not take effect, causing documents from different sources to be incorrectly aligned to identical feature vectors.
  3. Mixed retrieval request latency exceeds 10 seconds, exceeding business response expectations. This occurs when no single recall limit is set, while non-essential reranking configuration is enabled. The large retrieval scope increases system computing load.

How to confirm proper configuration

  • Upload a single typical document, such as an audit working paper. Manually trigger index construction. Check whether the index progress completes within a reasonable time frame.
  • Input audit issue keywords and perform retrieval. Verify that recalled results include matching issue descriptions and rectification measures.
  • Compare vector generation results of documents from different system sources. Confirm that feature consistency after field alignment meets business expectations.
  • Batch upload the annual updated document collection. Verify that the full index construction process completes normally.

The values provided here are common starting points. They should be evaluated against the reader's own samples.

Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-28.