What This Category of Data Entails
Daily documents for this category include compliance risk lists, contract legal review opinions, major issue legal opinions, compliance review forms, and violation report investigation reports. These cover core content such as compliance matters, risk descriptions, and handling conclusions. Data is sourced from enterprise contract management systems, compliance risk databases, legal and regulatory repositories, case management systems, and reporting platforms. The update frequency is monthly. Most documents are unstructured text. Dispersed sources lead to variations in document formats and structures. Some content involves highly sensitive compliance risk and penalty information.
Constraints Imposed on Knowledge Base Retrieval and Recall
The data characteristics of this category create multiple constraints for the retrieval and recall process. First, dispersed data sources and inconsistent formats require the retrieval system to support unified mapping and indexing of multi-source data. This prevents missed recalls caused by format differences. Second, the monthly update frequency requires the system to support incremental synchronization and regular full updates. This eliminates frequent data refreshes and reduces operation and maintenance costs. Third, compliance documents involve highly sensitive information. Retrieval results must accurately match business needs to avoid irrelevant content interfering with review work. Fourth, compliance review and risk identification are core time-consuming processes. Retrieval must quickly locate highly matched compliance basis and historical cases to improve review efficiency.
Configuration Settings
Reference only; verify against the target FastGPT release and deployment documentation.
| Configuration Item | Recommended Value | Rationale |
|---|---|---|
similarity | 0.75–0.85 | Compliance data has high sensitivity. This range ensures relevance of matching results and avoids low-relevance content interfering with compliance reviews |
limit | Top 3–5 results | Compliance retrieval requires precision. Excessive results increase screening costs for reviewers, and this range aligns with the information load of a single compliance check |
searchMode | Semantic search | Compliance risks and review opinions are mostly unstructured professional text. Semantic search better matches natural language queries from business users |
usingReRank | Enabled | Compliance data contains many professional terms. Reranking further improves the ranking priority of highly matched results and reduces misjudgment risks |
datasetSearchUsingExtensionQuery | Enabled | Compliance queries from business users often include vague expressions. Extended queries supplement relevant professional terms and improve recall coverage |
collectionIds | Specified according to the exclusive compliance dataset | Compliance data must be isolated from other business data to avoid irrelevant content mixing into retrieval results |
Three Common Misconfigurations
- Phenomenon: Test searches return results with overall low relevance, which cannot support compliance risk identification work. Cause: The
similaritythreshold is set unreasonably, andusingReRankis not enabled to optimize ranking. This leads to failure to accurately identify matching degrees of professional compliance text. - Phenomenon: Non-compliance business documents appear in retrieval results. Cause: The exclusive compliance dataset is not specified via
collectionIds. All business data is included in the retrieval scope, which interferes with the accuracy of compliance reviews. - Phenomenon: Some compliance documents are not correctly indexed to the compliance dataset after being uploaded via API. Cause: The
collectionIdsparameter is not specified in the upload interface. Documents are assigned to the default general dataset and cannot be called by compliance retrieval.
How to Verify Correct Configuration
- Enter a compliance-related query statement, and check whether the dataset ID of the returned results matches the specified compliance dataset.
- Adjust the
similaritythreshold, observe changes in the relevance of returned results, and confirm that the threshold meets the compliance review needs of the business. - After enabling
usingReRank, check whether returned results prioritize highly matched compliance documents in ranking. - Test a query containing professional terms, and confirm that
datasetSearchUsingExtensionQueryautomatically expands relevant keywords to improve recall coverage.
The values provided are common starting points and should be evaluated against the reader's own samples.
Question material comes from public community discussions. Configuration values are common starting points and should be measured against your own samples. Verified on 2026-09-28.